John Carroll Lenderking - Sep 30, 2021 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Role: SVP, Water Resources
Signature: /s/ Shelley Kitts, attorney-in-fact
Stock symbol: GWRS
Transactions as of: Sep 30, 2021
Transactions value $: -$1,869
Form type: 4
Date filed: 10/4/2021, 06:20 PM
Previous filing: Sep 2, 2021
Next filing: Nov 1, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GWRS	Common Stock	Options Exercise	$0	+100	+0.74%	$0.00	13.6K	Sep 30, 2021	Direct	F1
transaction	GWRS	Common Stock	Options Exercise	-$1.87K	-100	-0.74%	$18.69	13.5K	Sep 30, 2021	Direct	F2

Showing 1 to 2 of 2 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GWRS	Restricted Stock Units	Award	$0	+2	+0.21%	$0.00	972	Sep 30, 2021	Common Stock	2		Direct	F1, F3
transaction	GWRS	Restricted Stock Units	Options Exercise	$0	-100	-10.29%	$0.00	872	Sep 30, 2021	Common Stock	100		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2	The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2021.
F3	The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
F4	The RSUs are exercisable at time of vesting and do not have a set expiration date.