John Carroll Lenderking - Sep 29, 2023 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Role
SVP, Water Resources
Signature
/s/ Shelley Kitts, attorney-in-fact
Stock symbol
GWRS
Transactions as of
Sep 29, 2023
Transactions value $
-$2,976
Form type
4
Date filed
10/3/2023, 07:43 PM
Previous filing
Sep 5, 2023
Next filing
Nov 2, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $0 +300 +3.19% $0.00 9.7K Sep 29, 2023 Direct F1
transaction GWRS Common Stock Disposed to Issuer -$2.98K -300 -3.09% $9.92 9.4K Sep 29, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Restricted Stock Units Award $0 +6 +0.34% $0.00 1.79K Sep 29, 2023 Common Stock 6 Direct F1, F3, F4
transaction GWRS Restricted Stock Units Options Exercise $0 -300 -16.76% $0.00 1.49K Sep 29, 2023 Common Stock 300 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2 The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 29, 2023.
F3 The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
F4 The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
F5 The RSUs are exercisable at time of vesting and do not have a set expiration date.