Joanne Ellsworth - Dec 30, 2024 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Role
Executive Vice President
Signature
/s/ Suzette Prante, attorney-in-fact
Stock symbol
GWRS
Transactions as of
Dec 30, 2024
Transactions value $
-$85,909
Form type
4
Date filed
1/2/2025, 07:52 PM
Previous filing
Dec 2, 2024
Next filing
Feb 4, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $53.3K +12.5K +72.57% $4.26 29.7K Dec 30, 2024 Direct
transaction GWRS Common Stock Disposed to Issuer -$143K -12.5K -42.05% $11.44 17.2K Dec 30, 2024 Direct
transaction GWRS Common Stock Options Exercise $3.84K +334 +1.94% $11.50 17.6K Dec 31, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Stock Appreciation Right Options Exercise $0 -12.5K -100% $0.00 0 Dec 30, 2024 Common Stock 12.5K $4.26 Direct F1
transaction GWRS Restricted Stock Units Award $0 +4 +0.22% $0.00 1.83K Dec 30, 2024 Common Stock 4 Direct F2, F3, F4
transaction GWRS Restricted Stock Units Options Exercise $0 -334 -18.28% $0.00 1.49K Dec 31, 2024 Common Stock 334 Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vested ratably over four calendar years beginning January 1, 2015 and were fully vested on December 31, 2018.
F2 Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F3 The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
F4 The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
F5 The RSUs are exercisable at time of vesting and do not have a set expiration date.