Ronnie L. Fleming - 21 Mar 2025 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Role
President and CEO, Director
Signature
/s/ Suzette Prante, attorney-in-fact
Issuer symbol
GWRS
Transactions as of
21 Mar 2025
Transactions value $
$-38,364
Form type
4
Filing time
02 Apr 2025, 21:36:02 UTC
Previous filing
04 Mar 2025
Next filing
02 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $0 +3,721 +3.21% $0.000000 119,735 31 Mar 2025 Direct F1
transaction GWRS Common Stock Disposed to Issuer $-38,364 -3,721 -3.11% $10.31 116,014 31 Mar 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Restricted Stock Units Award $0 +16,509 +123% $0.000000 29,879 21 Mar 2025 Common Stock 16,509 Direct F1, F2, F3
transaction GWRS Restricted Stock Units Award $0 +73 +0.24% $0.000000 29,952 31 Mar 2025 Common Stock 73 Direct F1, F3, F4
transaction GWRS Restricted Stock Units Options Exercise $0 -3,721 -12.4% $0.000000 26,231 31 Mar 2025 Common Stock 3,721 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2 The RSUs vest ratably over 12 quarters from the grant date, are exercisable at time of vesting and do not have a set expiration date.
F3 The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
F4 The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
F5 The RSUs are exercisable at time of vesting and do not have a set expiration date.