Gary Kain - 05 Nov 2021 Form 4 Insider Report for AGNC Investment Corp. (AGNC)

Role
Director and Executive Chair, Director
Signature
Gary Kain
Issuer symbol
AGNC
Transactions as of
05 Nov 2021
Net transactions value
-$165,781
Form type
4
Filing time
09 Nov 2021, 16:10:09 UTC
Previous filing
26 Aug 2021
Next filing
21 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGNC Common Stock Sale $99,468 -6,120 -0.33% $16.25 1,843,880 05 Nov 2021 Direct F1, F2, F3
transaction AGNC Common Stock Sale $66,312 -4,080 -0.47% $16.25 867,920 05 Nov 2021 By family trust F1, F2
holding AGNC Series D Preferred 10,900 05 Nov 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021.
F2 The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $16.250 to $16.255, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 Includes 30,232 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.