Brian D. Young - May 7, 2021 Form 4 Insider Report for UNITED BANCSHARES INC/OH (UBOH)

Role
President/CEO, Director
Signature
/s/ Brian D. Young
Stock symbol
UBOH
Transactions as of
May 7, 2021
Transactions value $
-$150,416
Form type
4
Date filed
5/11/2021, 01:20 PM
Next filing
Jul 20, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBOH Common Stock Options Exercise $234K +12.1K +364.14% $19.32 15.4K May 7, 2021 Direct
transaction UBOH Common Stock Tax liability -$234K -7.35K -47.62% $31.83 8.09K May 7, 2021 Direct
transaction UBOH Common Stock Sale -$150K -4.76K -58.86% $31.59 3.33K May 7, 2021 Direct
holding UBOH Common Stock 1.05K May 7, 2021 Shares held by dependent children.
holding UBOH Common Stock 28.9K May 7, 2021 ESOP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBOH Employee Stock Option (right to buy) Options Exercise $0 -12.1K -100% $0.00* 0 May 7, 2021 Common Stock 12.1K $19.32 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects Employee Stock Ownership Plan (ESOP) allocations and dispositions that have occurred since the date of the reporting person's last ownership report.