ARTHUR LAFFER - 08 May 2021 Form 4 Insider Report for NexPoint Real Estate Finance, Inc. (NREF)

Role
Director
Signature
/s/ Brian Mitts as attorney-in-fact for Arthur Laffer
Issuer symbol
NREF
Transactions as of
08 May 2021
Transactions value $
$0
Form type
4
Filing time
11 May 2021, 16:30:20 UTC
Previous filing
13 May 2021
Next filing
29 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NREF Common Stock Options Exercise +4.91K +12.38% 44.6K 08 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NREF Restricted Stock Units Options Exercise $0 -4.91K -100% $0.00* 0 08 May 2021 Common Stock 4.91K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2 On May 8, 2020, the reporting person was granted 4,913 restricted stock units which vested on May 8, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.