Michael J. Finney - 18 Jun 2021 Form 4 Insider Report for Vaxart, Inc. (VXRT)

Role
Director
Signature
/s/ Margaret Echerd, Attorney-in-Fact for Michael J. Finney
Issuer symbol
VXRT
Transactions as of
18 Jun 2021
Transactions value $
$214,756
Form type
4
Filing time
21 Jun 2021, 16:44:37 UTC
Previous filing
17 Jun 2021
Next filing
08 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VXRT Common Stock Options Exercise $6,120 +9,000 +2% $0.68 461,572 18 Jun 2021 Direct
transaction VXRT Common Stock Options Exercise $8,636 +12,700 +2.8% $0.68 474,272 18 Jun 2021 Direct
transaction VXRT Common Stock Exercise of in-the-money or at-the-money derivative security $199,999 +181,818 +38% $1.1 656,090 18 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VXRT Stock Option (right to buy) Options Exercise $0 -9,000 -100% $0* 0 18 Jun 2021 Common stock 9,000 $0.68 Direct F1
transaction VXRT Stock Option (right to buy) Options Exercise $0 -12,700 -100% $0* 0 18 Jun 2021 Common stock 12,700 $0.68 Direct F1
transaction VXRT Common Stock Purchase Warrant Exercise of in-the-money or at-the-money derivative security $0 -181,818 -100% $0* 0 18 Jun 2021 Common stock 181,818 $1.1 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to this option are fully vested