Gloria Ballesta Moya - 06 Jul 2021 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Role
Director
Signature
/s/ Gloria Ballesta
Issuer symbol
UEC
Transactions as of
06 Jul 2021
Transactions value $
-$46,234
Form type
4
Filing time
08 Jul 2021, 20:11:57 UTC
Next filing
23 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEC COMMON STOCK Options Exercise $18.6K +20K +25.92% $0.93* 97.2K 06 Jul 2021 Direct F1
transaction UEC COMMON STOCK Tax liability -$18.6K -7.78K -8.01% $2.39 89.4K 06 Jul 2021 Direct
transaction UEC COMMON STOCK Sale -$7.66K -3.3K -3.69% $2.32 86.1K 07 Jul 2021 Direct
transaction UEC COMMON STOCK Sale -$38.6K -16.7K -19.4% $2.31 69.4K 07 Jul 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEC Options Options Exercise -20K -9.3% 195K 06 Jul 2021 Common Stock 20K $0.93 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person exercised options previously granted to her under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 7,783 shares at a fair market value of $2.39 per share being equal to the exercise price, such that the Reporting Person was issued 12,217 shares.
F2 Granted pursuant to and in accordance with the Company's stock incentive plan.