Rawleigh Ralls - 09 Sep 2021 Form 4 Insider Report for TUCOWS INC /PA/ (TCX)

Role
Director
Signature
/s/ Rawleigh Ralls
Issuer symbol
TCX
Transactions as of
09 Sep 2021
Net transactions value
-$876,958
Form type
4
Filing time
09 Sep 2021, 12:19:32 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCX Common Stock Options Exercise $200,812 +3,750 +166% $53.55 6,011 09 Sep 2021 Direct
transaction TCX Common Stock Options Exercise $217,312 +3,750 +62% $57.95 9,761 09 Sep 2021 Direct
transaction TCX Common Stock Options Exercise $202,238 +3,750 +38% $53.93 13,511 09 Sep 2021 Direct
transaction TCX Common Stock Options Exercise $256,538 +3,750 +28% $68.41 17,261 09 Sep 2021 Direct
transaction TCX Common Stock Tax liability $876,958 -11,301 -65% $77.60 5,960 09 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCX Stock Option (Right to Buy) Options Exercise $200,812 -3,750 -100% $53.55 0 09 Sep 2021 Common Stock 3,750 $53.55 Direct
transaction TCX Stock Option (Right to Buy) Options Exercise $217,312 -3,750 -100% $57.95 0 09 Sep 2021 Common Stock 3,750 $57.95 Direct
transaction TCX Stock Option (Right to Buy) Options Exercise $202,238 -3,750 -100% $53.93 0 09 Sep 2021 Common Stock 3,750 $53.93 Direct
transaction TCX Stock Option (Right to Buy) Options Exercise $256,538 -3,750 -100% $68.41 0 09 Sep 2021 Common Stock 3,750 $68.41 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Rawleigh Ralls is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.