Gloria Ballesta Moya - 23 Sep 2021 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Role
Director
Signature
/s/ Gloria Ballesta
Issuer symbol
UEC
Transactions as of
23 Sep 2021
Transactions value $
-$29,200
Form type
4
Filing time
27 Sep 2021, 19:03:04 UTC
Previous filing
23 Jul 2021
Next filing
02 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEC COMMON STOCK Options Exercise $27.8K +10K +12% $2.78 93.3K 23 Sep 2021 Direct F1
transaction UEC COMMON STOCK Tax liability -$27.8K -8.94K -9.58% $3.11 84.4K 23 Sep 2021 Direct
transaction UEC COMMON STOCK Sale -$29.2K -10K -11.85% $2.92 74.4K 24 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEC Options Options Exercise -10K -3.5% 275K 23 Sep 2021 Common Stock 10K $2.78 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person exercised options previously granted to her under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 8,939shares at a fair market value of $3.11 per share being equal to the exercise price, such that the Reporting Person was issued 1,061 shares.
F2 Granted pursuant to and in accordance with the Company's stock incentive plan.