Anthony Coniglio - Dec 14, 2021 Form 4 Insider Report for NewLake Capital Partners, Inc. (NLCP)

Role
President and CIO, Director
Signature
/s/ Anthony Coniglio
Stock symbol
NLCP
Transactions as of
Dec 14, 2021
Transactions value $
$0
Form type
4
Date filed
12/16/2021, 06:55 PM
Previous filing
Aug 16, 2021
Next filing
Nov 18, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLCP Common Stock, par value $0.01 per share Award $0 +2.81K +0.54% $0.00 527K Dec 14, 2021 Direct F1
transaction NLCP Common Stock, par value $0.01 per share Award $0 +7.5K +1.42% $0.00 535K Dec 14, 2021 Direct F2
holding NLCP Common Stock, par value $0.01 per share 19.5K Dec 14, 2021 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NLCP Warrants 43K Dec 14, 2021 Common Stock 43K $24.00 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the Issuer's common stock subject to restricted stock units (RSUs) award granted to the Reporting Person for services as the Issuer's President and Chief Investment Officer. The RSUs will vest, subject to continued service, in equal installments on December 31, 2021, December 31, 2022, and December 31, 2023.
F2 Represents the Issuer's common stock subject to restricted stock units (RSUs) award granted to the Reporting Person for services as the Issuer's President and Chief Investment Officer. The RSUs will vest, subject to continued service, in equal installments on December 31, 2022, December 31, 2023, and December 31, 2024.
F3 Held by NLCP Holdings, LLC beneficially owned by Anthony Coniglio by virtue of his sole voting power over the shares.