ERIC SALZMAN - 17 Jan 2022 Form 4 Insider Report for SAFEGUARD SCIENTIFICS INC (SFES)

Role
Chief Executive Officer
Signature
/s/ Eric Salzman
Issuer symbol
SFES
Transactions as of
17 Jan 2022
Net transactions value
-$329,433
Form type
4
Filing time
18 Jan 2022, 15:45:00 UTC
Previous filing
09 Aug 2021
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFE Common Stock Award $0 +85,000 +70% $0.000000 207,194 17 Jan 2022 Direct F1
transaction SFE Common Stock Tax liability $311,477 -43,870 -21% $7.10 163,324 17 Jan 2022 Direct
transaction SFE Common Stock Award $0 +60,000 +37% $0.000000 223,324 17 Jan 2022 Direct
transaction SFE Common Stock Tax liability $17,956 -2,529 -1.1% $7.10 220,795 17 Jan 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 1, 2020, the reporting person was granted a performance stock unit to acquire 100,000 shares of common stock, the vesting of which is subject to the satisfaction of certain corporate performance criteria. In accordance with the previously established criteria, a portion of such performance stock units vested and the underlying shares were issued as reported in Table I.