Jordan M. Alpert - 25 Jan 2022 Form 4 Insider Report for SUPERIOR GROUP OF COMPANIES, INC. (SGC)

Role
Sr VP General Counsel & Secy
Signature
/s/ Melinda Barreiro
Issuer symbol
SGC
Transactions as of
25 Jan 2022
Net transactions value
-$3,757
Form type
4
Filing time
27 Jan 2022, 12:53:35 UTC
Previous filing
22 Nov 2021
Next filing
08 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGC Common Stock Options Exercise $99,987 +5,892 +11% $16.97 58,615 25 Jan 2022 Direct F1, F2
transaction SGC Common Stock Tax liability $99,993 -4,812 -8.2% $20.78 53,803 25 Jan 2022 Direct F2, F3
transaction SGC Common Stock Options Exercise $56,137 +3,308 +6.1% $16.97 57,111 25 Jan 2022 Direct F2, F4
transaction SGC Common Stock Disposed to Issuer $56,148 -2,702 -4.7% $20.78 54,409 25 Jan 2022 Direct F2, F5
transaction SGC Common Stock Tax liability $3,740 -180 -0.33% $20.78 54,229 25 Jan 2022 Direct F2, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SGC Stock Options (Right to Buy) Options Exercise $0 -5,892 -100% $0.000000* 0 25 Jan 2022 Common Stock 5,892 $16.97 Direct
transaction SGC Stock Appreciation Rights Options Exercise $0 -3,308 -100% $0.000000* 0 25 Jan 2022 Common Stock 3,308 $16.97 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired upon exercise of stock options.
F2 Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 22,007 continue to be subject to forfeiture as of the date of this filing.
F3 These shares were delivered to the issuer to satisfy the exercise price of 5,892 stock options.
F4 Shares acquired upon exercise of stock-settled stock appreciation rights.
F5 Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
F6 Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.