Laura Lee Stewart - Jan 28, 2022 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
President and CEO, Director
Signature
/s/ Laura Lee Stewart
Stock symbol
SFBC
Transactions as of
Jan 28, 2022
Transactions value $
$0
Form type
4
Date filed
2/1/2022, 11:44 AM
Next filing
Aug 9, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Award $0 +500 +1.05% $0.00 48.2K Jan 28, 2022 Direct
holding SFBC Common Stock 12.5K Jan 28, 2022 By ESOP F5
holding SFBC Common Stock 18K Jan 28, 2022 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SFBC Stock Option (Right to Buy) 13.7K Jan 28, 2022 Common Stock 13.7K $16.80 Direct F1
holding SFBC Stock Option (Right to Buy) 8.36K Jan 28, 2022 Common Stock 8.36K $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 8.5K Jan 28, 2022 Common Stock 8.5K $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 Jan 28, 2022 Common Stock 250 $33.50 Direct F2
holding SFBC Stock Option (Right to Buy) 120 Jan 28, 2022 Common Stock 120 $36.26 Direct F3
holding SFBC Stock Option (Right to Buy) 300 Jan 28, 2022 Common Stock 300 $32.46 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in five equal annual installments beginning on January 25, 2019.
F3 Options vest in three equal annual installments beginning on January 31, 2020.
F4 Options vest in three equal annual installments beginning on January 27, 2021.
F5 Reflects additional shares allocated to the reporting person under the Company's Employee Stock Ownership Plan.