Allan Goldstein - Dec 8, 2021 Form 4 Insider Report for REGENERX BIOPHARMACEUTICALS INC (RGRX)

Role
Director
Signature
/s/ Andrew Nick as attorney-in-fact for Allan Goldstein pursuant to a power of attorney filed previously.
Stock symbol
RGRX
Transactions as of
Dec 8, 2021
Transactions value $
$0
Form type
4
Date filed
3/2/2022, 03:08 PM
Previous filing
Aug 4, 2021
Next filing
May 19, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGRX Common Stock Gift $0 -130K -7.94% $0.00 1.51M Dec 8, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RGRX Stock Option (right to buy) 250K Dec 8, 2021 Common Stock 250K $0.36 Direct F1
holding RGRX Stock Option (right to buy) 200K Dec 8, 2021 Common Stock 200K $0.64 Direct F1
holding RGRX Stock Option (right to buy) 150K Dec 8, 2021 Common Stock 150K $0.28 Direct F1
holding RGRX Stock Option (right to buy) 250K Dec 8, 2021 Common Stock 250K $0.21 Direct F1
holding RGRX Stock Option (right to buy) 410K Dec 8, 2021 Common Stock 410K $0.21 Direct F2
holding RGRX Stock Option (right to buy) 400K Dec 8, 2021 Common Stock 400K $0.30 Direct F3
holding RGRX Convertible Promissory Note (right to buy) 15.6K Dec 8, 2021 Common Stock 20.8K $0.12 Direct
holding RGRX Convertible Promissory Note (right to buy) 15.6K Dec 8, 2021 Common Stock 20.8K $0.12 Direct
holding RGRX Convertible Promissory Note (right to buy) 10.4K Dec 8, 2021 Common Stock 13.9K $0.36 Direct
holding RGRX Common Stock Warrant (right to buy) 93.8K Dec 8, 2021 Common Stock 15.6K $0.18 Direct
holding RGRX Common Stock Warrant (right to buy) 93.8K Dec 8, 2021 Common Stock 15.6K $0.18 Direct
holding RGRX Common Stock Warrant (right to buy) 0 Dec 8, 2021 Common Stock 10.4K $0.45 Direct
holding RGRX Series A Common Stock Warrant (right to buy) 0 Dec 8, 2021 Common Stock 93.8K $0.24 Direct
holding RGRX Series B Common Stock Warrant (right to buy) 0 Dec 8, 2021 Common Stock 93.8K $0.28 Direct
holding RGRX Stock Option (right to buy) 480K Dec 8, 2021 Common Stock 480K $0.28 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100% vested.
F2 102,500 shares vest on each of 5/15/19, 5/15/20, 5/15/21 and 5/15/22.
F3 100,000 shares vest on each of 6/10/20, 6/10/21, 6/10/22 and 6/10/23.
F4 120,000 shares vest on each of 8/2/21, 8/2/22, 8/2/23 and 8/2/24.