ALLAN GOLDSTEIN - 08 Dec 2021 Form 4 Insider Report for REGENERX BIOPHARMACEUTICALS INC (RGRX)

Role
Director
Signature
/s/ Andrew Nick as attorney-in-fact for Allan Goldstein pursuant to a power of attorney filed previously.
Issuer symbol
RGRX
Transactions as of
08 Dec 2021
Net transactions value
$0
Form type
4
Filing time
02 Mar 2022, 15:08:33 UTC
Previous filing
04 Aug 2021
Next filing
19 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGRX Common Stock Gift $0 -130,000 -7.9% $0.000000 1,507,793 08 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RGRX Stock Option (right to buy) 250,000 08 Dec 2021 Common Stock 250,000 $0.3600 Direct F1
holding RGRX Stock Option (right to buy) 200,000 08 Dec 2021 Common Stock 200,000 $0.6400 Direct F1
holding RGRX Stock Option (right to buy) 150,000 08 Dec 2021 Common Stock 150,000 $0.2800 Direct F1
holding RGRX Stock Option (right to buy) 250,000 08 Dec 2021 Common Stock 250,000 $0.2100 Direct F1
holding RGRX Stock Option (right to buy) 410,000 08 Dec 2021 Common Stock 410,000 $0.2100 Direct F2
holding RGRX Stock Option (right to buy) 400,000 08 Dec 2021 Common Stock 400,000 $0.3000 Direct F3
holding RGRX Convertible Promissory Note (right to buy) 15,625 08 Dec 2021 Common Stock 20,833 $0.1200 Direct
holding RGRX Convertible Promissory Note (right to buy) 15,625 08 Dec 2021 Common Stock 20,833 $0.1200 Direct
holding RGRX Convertible Promissory Note (right to buy) 10,440 08 Dec 2021 Common Stock 13,920 $0.3600 Direct
holding RGRX Common Stock Warrant (right to buy) 93,750 08 Dec 2021 Common Stock 15,625 $0.1800 Direct
holding RGRX Common Stock Warrant (right to buy) 93,750 08 Dec 2021 Common Stock 15,625 $0.1800 Direct
holding RGRX Common Stock Warrant (right to buy) 0 08 Dec 2021 Common Stock 10,440 $0.4500 Direct
holding RGRX Series A Common Stock Warrant (right to buy) 0 08 Dec 2021 Common Stock 93,750 $0.2400 Direct
holding RGRX Series B Common Stock Warrant (right to buy) 0 08 Dec 2021 Common Stock 93,750 $0.2800 Direct
holding RGRX Stock Option (right to buy) 480,000 08 Dec 2021 Common Stock 480,000 $0.2800 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100% vested.
F2 102,500 shares vest on each of 5/15/19, 5/15/20, 5/15/21 and 5/15/22.
F3 100,000 shares vest on each of 6/10/20, 6/10/21, 6/10/22 and 6/10/23.
F4 120,000 shares vest on each of 8/2/21, 8/2/22, 8/2/23 and 8/2/24.