Charles E. Sheedy - Dec 31, 2019 Form 5 Insider Report for Nuo Therapeutics, Inc. (AURX)

Role
10%+ Owner
Signature
/s/ Charles E. Sheedy
Stock symbol
AURX
Transactions as of
Dec 31, 2019
Transactions value $
$0
Form type
5
Date filed
4/26/2022, 09:21 PM
Next filing
Apr 26, 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AURX Warrants to purchase Common Stock Purchase $0 +15K $0.00 15K Nov 15, 2019 Common Stock 15K $0.40 Direct F1
transaction AURX Warrants to purchase Common Stock Purchase $0 +150K +1000% $0.00 165K Dec 6, 2019 Common Stock 150K $0.40 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired in connection with Note Purchase Agreement dated as of November 15, 2019