Yee Phong Thian - 11 May 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Former President/CEO
Signature
/s/ Yee Phong Thian
Issuer symbol
RBB
Transactions as of
11 May 2022
Transactions value $
$-222,364
Form type
4
Filing time
13 May 2022, 21:30:29 UTC
Previous filing
28 Apr 2022
Next filing
10 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $120,005 +10,763 +2.08% $11.15 528,065 11 May 2022 Direct
transaction RBB Common Stock, No Par Value Sale $-222,364 -10,763 -2.04% $20.66 517,302 11 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Option (right to buy) Options Exercise $-120,005 -10,763 -100% $11.15 0 11 May 2022 Common Stock 10,763 $11.15 Direct F1
holding RBB Option (right to buy) 242,156 11 May 2022 Common Stock 242,156 $11.15 Direct F2
holding RBB Option (right to buy) 10,763 11 May 2022 Common Stock 10,763 $11.15 Direct F3
holding RBB Option (right to buy) 10,250 11 May 2022 Common Stock 10,250 $13.21 Direct F4
holding RBB Option (right to buy) 10,000 11 May 2022 Common Stock 10,000 $17.08 Direct F5
holding RBB Option (right to buy) 10,000 11 May 2022 Common Stock 10,000 $18.25 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F6 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Remarks:

Yee Phong Thian is reporting a cashless exercise and sale of 10,763 shares.