Alvin F. Wong - Jul 5, 2022 Form 4 Insider Report for PUMA BIOTECHNOLOGY, INC. (PBYI)

Role
Chief Scientific Officer
Signature
/s/ Gordon Esplin as attorney-in-fact for Alvin F. Wong
Stock symbol
PBYI
Transactions as of
Jul 5, 2022
Transactions value $
-$7,684
Form type
4
Date filed
7/7/2022, 08:15 PM
Previous filing
Jun 6, 2022
Next filing
Dec 6, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBYI Common Stock Sale -$7.68K -2.92K -4.75% $2.63 58.5K Jul 5, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units in accordance with the Company's mandatory sale to cover taxes program.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Remarks:

Exhibit List: Exhibit 24 – Power of Attorney