Koo Chie-Min Christopher - Jul 21, 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ Christopher Koo
Stock symbol
RBB
Transactions as of
Jul 21, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
7/22/2022, 09:47 PM
Date Of Original Report
Jan 24, 2022
Previous filing
Apr 28, 2022
Next filing
Jun 12, 2023
SEC
View on sec.gov

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -600 -54.55% $0.00 500 Jul 21, 2022 Restricted Stock Units 1.1K $0.00 Direct F5, F6
holding RBB Option (right to buy) 10.8K Jul 21, 2022 Common Stock 10.8K $11.15 Direct F1
holding RBB Option (right to buy) 10.3K Jul 21, 2022 Common Stock 10.3K $13.21 Direct F2
holding RBB Option (right to buy) 10K Jul 21, 2022 Common Stock 10K $17.08 Direct F3
holding RBB Option (right to buy) 10K Jul 21, 2022 Common Stock 10K $18.25 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F5 These restricted stock units vest in two installments: 600 at 07/21/2022 and 500 at 01/19/2023.
F6 There will be no expiration date once restricted stock units vest.

Remarks:

On July 20, 2022, the Board of Directors approved the amendment of all director's vesting period. This represents Christopher Koo's first vesting of 600 RSUs.