DAVID J. LUBAR - 29 Jul 2022 Form 4 Insider Report for HALLADOR ENERGY CO (HNRG)

Role
Director, 10%+ Owner
Signature
/s/ David J. Lubar
Issuer symbol
HNRG
Transactions as of
29 Jul 2022
Transactions value $
$5,000,004
Form type
4
Filing time
02 Aug 2022, 18:49:34 UTC
Previous filing
07 Jun 2022
Next filing
10 Aug 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HNRG Convertible Note-common stock Award $5M +799K $6.25 799K 29 Jul 2022 Common Stock 799K $6.25 By Lubar Opportunities Fund I, LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are owned by Lubar Opportunities Fund I, LLC ("LOFI"). Lubar & Co. is the sole manager of the fund. Mr. David Lubar, as CEO of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LOFI. Mr. David Lubar disclaims beneficial ownership in the shares owned by LOFI, except to the extent of his respective pecuniary interest therein.