M. FAROOQ KATHWARI - 01 Sep 2022 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Issuer symbol
ETD
Transactions as of
01 Sep 2022
Net transactions value
+$262,077
Form type
4
Filing time
02 Sep 2022, 16:20:54 UTC
Previous filing
12 Aug 2022
Next filing
02 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Options Exercise $744,372 +31,635 +1.7% $23.53 1,916,244 01 Sep 2022 Direct F1
transaction ETD Common Stock Tax liability $482,294 -20,497 -1.1% $23.53 1,895,747 01 Sep 2022 Direct F2
holding ETD Common Stock 100,000 01 Sep 2022 Grandchildren's trust accounts
holding ETD Common Stock 530,776 01 Sep 2022 The Irfan Kathwari Foundation
holding ETD Common Stock 15,364 01 Sep 2022 Shares held by spouse
holding ETD Common Stock 8,565 01 Sep 2022 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of performance-based restricted stock units, previously granted on August 5, 2019, that were earned and subsequently vested and issued on September 1, 2022.
F2 Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 1, 2022.