Robert Anderson - 21 Nov 2022 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
Executive VP and CFO
Signature
/s/ Robert Anderson
Issuer symbol
USCB
Transactions as of
21 Nov 2022
Transactions value $
$53,600
Form type
4
Filing time
22 Nov 2022, 10:55:39 UTC
Next filing
10 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Purchase $53,600 +4,000 +40% $13.40 14,000 21 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Common Stock 30,000 21 Nov 2022 Class A Voting Common Stock 30,000 $8.75 Direct F1, F2
holding USCB Options to Purchase Class A Voting Common Stock 60,000 21 Nov 2022 Class A Voting Common Stock 60,000 $12.05 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/10/2020.
F2 The options remain exercisable until the earlier of (i) 10 years from the date of grant or (ii) three months after the Reporting Person ceases to be employed by the Issuer.
F3 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.