RANDALL A. MASON - 15 Dec 2022 Form 4 Insider Report for NATURAL HEALTH TRENDS CORP (NHTC)

Role
Director
Signature
/s/ Timothy S. Davidson, by Power of Attorney
Issuer symbol
NHTC
Transactions as of
15 Dec 2022
Transactions value $
-$5,990
Form type
4
Filing time
16 Dec 2022, 08:02:20 UTC
Previous filing
16 Sep 2022
Next filing
09 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NHTC Common Stock Options Exercise +1.66K +0.73% 230K 15 Dec 2022 Direct F1
transaction NHTC Common Stock Disposed to Issuer -$5.99K -1.66K -0.72% $3.60 229K 15 Dec 2022 Direct
holding NHTC Common Stock 23.9K 15 Dec 2022 By Marden Rehabilitation Associates, Inc.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NHTC Phantom Stock Options Exercise -1.66K -100% 0 15 Dec 2022 Common Stock 1.66K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share.
F2 No derivative securities are beneficially owned following the reported transaction.