Humphreys Robert W - 21 Nov 2022 Form 4 Insider Report for DELTA APPAREL, INC (DLA)

Role
Chairman and CEO, Director
Signature
/s/ Humphreys, Robert W.
Issuer symbol
DLA
Transactions as of
21 Nov 2022
Transactions value $
-$274,466
Form type
4
Filing time
21 Dec 2022, 20:18:03 UTC
Previous filing
18 Jan 2022
Next filing
02 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DLA Common Stock Options Exercise $0 +50K +11.67% $0.00 479K 21 Nov 2022 Direct F1
transaction DLA Common Stock Tax liability -$274K -19.7K -4.11% $13.95 459K 15 Dec 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DLA Restricted Stock Units Options Exercise $0 -50K -100% $0.00* 0 21 Nov 2022 Common Stock 50K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired in connection with the vesting of service-based restricted stock units. The vested restricted stock units converted into Delta Apparel, Inc. common stock on a one-for-one basis.
F2 These shares were withheld by Delta Apparel, Inc. for the payment of a tax liability incident to the vesting of the restricted stock units.
F3 Each restricted stock unit represents the right to receive one share of common stock of Delta Apparel, Inc.
F4 The restricted stock units vested upon the Company's November 21, 2022, filing of its Annual Report on Form 10-K with the U.S. Securities and Exchange Commission for is fiscal year ended October 1, 2022.