Heidi Sexton - 27 Jan 2023 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Executive Vice President/COO
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Issuer symbol
SFBC
Transactions as of
27 Jan 2023
Net transactions value
$0
Form type
4
Filing time
31 Jan 2023, 16:23:10 UTC
Previous filing
11 May 2022
Next filing
06 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Award $0 +800 +6.1% $0.000000 13,900 27 Jan 2023 Direct
holding SFBC Common Stock 8,312 27 Jan 2023 Held by ESOP
holding SFBC Common Stock 2,264 27 Jan 2023 Held by 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Award $0 +1,600 $0.000000 1,600 27 Jan 2023 Common Stock 1,600 $40.13 Direct F6
holding SFBC Stock Option (Right to Buy) 500 27 Jan 2023 Common Stock 500 $22.31 Direct F1
holding SFBC Stock Option (Right to Buy) 1,400 27 Jan 2023 Common Stock 1,400 $35.27 Direct F2
holding SFBC Stock Option (Right to Buy) 3,000 27 Jan 2023 Common Stock 3,000 $28.34 Direct F1
holding SFBC Stock Option (Right to Buy) 1,500 27 Jan 2023 Common Stock 1,500 $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 1,350 27 Jan 2023 Common Stock 1,350 $36.26 Direct F3
holding SFBC Stock Option (Right to Buy) 1,900 27 Jan 2023 Common Stock 1,900 $32.46 Direct F4
holding SFBC Stock Option (Right to Buy) 2,000 27 Jan 2023 Common Stock 2,000 $42.85 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option is fully exercisable.
F2 Vest in five equal annual installments commencing on November 19, 2019.
F3 Options vest in five equal annual installments beginning on January 31, 2020.
F4 Options vest in five equal annual installments beginning on January 27, 2021.
F5 Options vest in five equal annual installments beginning on January 28, 2022.
F6 Options vest in five equal annual installments beginning on January 27, 2023.