Laura Lee Stewart - 08 Feb 2023 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
President and CEO, Director
Signature
/s/ Laura Lee Stewart
Issuer symbol
SFBC
Transactions as of
08 Feb 2023
Net transactions value
-$2.16
Form type
4
Filing time
08 Feb 2023, 12:16:19 UTC
Previous filing
31 Jan 2023
Next filing
09 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Options Exercise $181,440 +10,800 +21% $16.80 62,799 08 Feb 2023 Direct
transaction SFBC Common Stock Tax liability $181,442 -4,527 -7.2% $40.08 58,272 08 Feb 2023 Direct
holding SFBC Common Stock 13,074 08 Feb 2023 By ESOP
holding SFBC Common Stock 18,034 08 Feb 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -10,800 -79% $0.000000 2,937 07 Feb 2023 Common Stock 10,800 $16.80 Direct F1
holding SFBC Stock Option (Right to Buy) 8,362 08 Feb 2023 Common Stock 8,362 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 3,502 08 Feb 2023 Common Stock 3,502 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 08 Feb 2023 Common Stock 250 $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 120 08 Feb 2023 Common Stock 120 $36.26 Direct F1
holding SFBC Stock Option (Right to Buy) 300 08 Feb 2023 Common Stock 300 $32.46 Direct F2
holding SFBC Stock Option (Right to Buy) 1,800 08 Feb 2023 Common Stock 1,800 $40.13 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in three equal annual installments beginning on January 27, 2021.
F3 Options vest in three equal annual installments beginning on January 27, 2023.