Alan H. Auerbach - Feb 10, 2023 Form 4 Insider Report for PUMA BIOTECHNOLOGY, INC. (PBYI)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Alan H. Auerbach
Stock symbol
PBYI
Transactions as of
Feb 10, 2023
Transactions value $
$0
Form type
4
Date filed
2/14/2023, 03:39 PM
Previous filing
Jan 5, 2023
Next filing
Jul 6, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBYI Common Stock Award $0 +186K +2.72% $0.00 7.04M Feb 10, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBYI Stock Option (Right to Buy) Award $0 +259K $0.00 259K Feb 10, 2023 Common Stock 259K $4.39 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to Grantee's continued status as an Employee of the Company, the Restricted Stock Units ("RSUs") shall vest with respect to one-fourth (1/4th) of the RSUs on each of July 1, 2023, January 1, 2024, July 1, 2024 and January 1, 2025, subject to acceleration in certain events.
F2 Subject to Optionee's continued status as an Employee of the Company, Options shall vest and become exercisable with respect to one-fourth (1/4th) of the Shares (as defined in the Plan) subject thereto on each of July 1, 2023, January 1, 2024, July 1, 2024 and January 1, 2025, subject to acceleration in certain events.