Stephen Douglass - 19 Feb 2021 Form 4/A - Amendment Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
SVP, R&D
Signature
/s/ Tracy Feanny, Attorney in Fact For: Stephen Mark Douglass
Issuer symbol
LSCC
Transactions as of
19 Feb 2021
Net transactions value
$0
Form type
4/A - Amendment
Filing time
21 Feb 2023, 15:27:37 UTC
Date Of Original Report
29 Mar 2021
Next filing
11 May 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Restricted Stock Unit (RSU) Award $0 +11,403 +7.2% $0.000000 170,301 19 Feb 2021 Common Stock 11,403 $0.000000 Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 There is no amendment to the transaction reported in this line item. The purpose of this Form 4 amendment is to reflect that the grants of (i) 11,403 Performance Restricted Stock Units (PRSUs) and (ii) 45,613 PRSUs, each reported in Table II of the original Form 4, should not have been reported. As the vesting of the PRSUs is subject to performance criteria other than the passage time or the market price of the Issuer's securities, the PRSUs were not reportable at the time of grant as they did not constitute "derivative securities" for purposes of Section 16.
F2 Restricted Stock Units - no exercise price for this transaction.
F3 Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
F4 Not applicable.
F5 Restricted Stock Units - no purchase price for this transaction.