LUIS DE LA AGUILERA - 08 Mar 2023 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
President and CEO, Director
Signature
/s/ Jalal Shehadeh by P.O.A. for Luis de la Aguilera
Issuer symbol
USCB
Transactions as of
08 Mar 2023
Net transactions value
$0
Form type
4
Filing time
10 Mar 2023, 12:56:56 UTC
Previous filing
28 Nov 2022
Next filing
24 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Award $0 +23,678 +41% $0.000000 81,078 08 Mar 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Stock Option (Right to Buy) 40,000 08 Mar 2023 Common Stock 40,000 $7.50 Direct F2
holding USCB Stock Option (Right to Buy) 40,000 08 Mar 2023 Common Stock 40,000 $11.35 Direct F3
holding USCB Stock Option (Right to Buy) 160,000 08 Mar 2023 Common Stock 160,000 $12.05 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of 23,678 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
F2 The stock options vested at the rate of 25% per year commencing on April 1, 2017.
F3 The stock options are vesting at the rate of one-third per year commencing on April 1, 2020.
F4 The stock options are vesting at the rate of one-third per year commencing on September 27, 2022.