William R. Gonzalez - Mar 9, 2023 Form 4 Insider Report for QUAINT OAK BANCORP INC (QNTO)

Role
EVP and COO*
Signature
/s/ William R. Gonzalez
Stock symbol
QNTO
Transactions as of
Mar 9, 2023
Transactions value $
$10,490
Form type
4
Date filed
3/10/2023, 08:19 PM
Previous filing
Nov 10, 2022
Next filing
May 11, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QNTO Common Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $10.5K +479 +4.41% $21.90 11.3K Mar 9, 2023 By 401(k) Plan F1
holding QNTO Common Stock 7.02K Mar 9, 2023 Direct F2
holding QNTO Common Stock 10.3K Mar 9, 2023 By ESOP
holding QNTO Common Stock 742 Mar 9, 2023 By spouse through ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QNTO Stock Option (Right to Buy) 15K Mar 9, 2023 Common Stock 15K $13.30 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Based on a report dated March 9, 2023 and including the shares acquired.
F2 Includes 1,000 shares granted pursuant to the Issuer's 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 5,000 shares that commenced vesting at a rate of 20% per year on May 9, 2019.
F3 The options are vesting at a rate of 20% per year commencing on May 9, 2019.

Remarks:

* Executive Vice President and Chief Operating Officer of Quaint Oak Bank (Issuer subsidiary)