David Farris - 25 May 2023 Form 4 Insider Report for Planet 13 Holdings Inc. (PLNH)

Role
VP of Sales & Marketing
Signature
/s/ David Farris
Issuer symbol
PLNH
Transactions as of
25 May 2023
Net transactions value
-$11,222
Form type
4
Filing time
26 May 2023, 15:39:44 UTC
Previous filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLNH Common Shares Other $0 -125,214 -100% $0.000000* 0 25 May 2023 Direct F1
transaction PLNH Common Shares Options Exercise $35,066 +62,607 +59% $0.5601 168,646 25 May 2023 Direct
transaction PLNH Common Shares Tax liability $11,222 -20,035 -12% $0.5601 148,611 25 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLNH Restricted Share Units Other $0 +125,214 $0.000000 125,214 25 May 2023 Common Shares 125,214 Direct F1, F2, F3
transaction PLNH Restricted Share Units Options Exercise $35,066 -62,607 -50% $0.5601 62,607 25 May 2023 Common Shares 62,607 $0.5601 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of Restricted Share Units ("RSU"). These RSUs were previously reported on Form 3, Table 1 as Common Shares with the vesting schedule provided in a footnote and are now being transferred from Table 1 to Table 2 on this Form 4 for ease of form preparation.
F2 Each RSU represents the right to receive one Common Share.
F3 The RSUs vest 1/2 on December 1, 2022 and 1/2 on December 1, 2023, subject to continued service through each vesting date.