Michael J. Pacyna Jr - 15 Jun 2023 Form 4 Insider Report for FIDELITY D & D BANCORP INC (FDBC)

Role
Executive VP & CLO
Signature
/s/ John Pash
Issuer symbol
FDBC
Transactions as of
15 Jun 2023
Transactions value $
$19,356
Form type
4
Filing time
20 Jun 2023, 15:06:05
Previous filing
23 Feb 2023
Next filing
22 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FDBC Common Stock Conversion of derivative security $19.4K +396 +5.15% $48.88 8.08K 15 Jun 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FDBC Stock Appreciation Rights Conversion of derivative security -993 -10.14% 8.8K 15 Jun 2023 Common Stock 8.8K $48.88 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 6/15/2023 exercise of stock settled appreciation rights.
F2 All stock appreciation rights have vested.
F3 The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.
F4 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.