Pat Obara - Jul 31, 2023 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Role
Chief Financial Officer
Signature
/s/ PAT OBARA
Stock symbol
UEC
Transactions as of
Jul 31, 2023
Transactions value $
-$121,655
Form type
4
Date filed
8/2/2023, 06:50 PM
Previous filing
Jul 10, 2023
Next filing
Nov 16, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEC COMMON STOCK Options Exercise +39.2K +5.56% 744K Jul 31, 2023 Direct F1
transaction UEC COMMON STOCK Tax liability -$65.4K -21K -2.82% $3.12 723K Jul 31, 2023 Direct F3
transaction UEC COMMON STOCK Options Exercise +22.4K +3.1% 745K Jul 31, 2023 Direct F1
transaction UEC COMMON STOCK Tax liability -$38.4K -12K -1.61% $3.21 733K Jul 31, 2023 Direct F3
transaction UEC COMMON STOCK Options Exercise +10.1K +1.37% 743K Jul 31, 2023 Direct F1
transaction UEC COMMON STOCK Tax liability -$17.9K -5.38K -0.72% $3.32 738K Jul 31, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEC Restricted Stock Units Options Exercise $0 -39.2K -34.34% $0.00 74.9K Jul 31, 2023 Common Stock 39.2K Direct F1, F2
transaction UEC Restricted Stock Units Options Exercise $0 -22.4K -29.87% $0.00 52.5K Jul 31, 2023 Common Stock 22.4K Direct F1, F4
transaction UEC Restricted Stock Units Options Exercise $0 -10.1K -19.13% $0.00 42.5K Jul 31, 2023 Common Stock 10.1K Direct F1, F4
transaction UEC Restricted Stock Units Award $0 +55K +129.48% $0.00 97.5K Jul 31, 2023 Common Stock 55K Direct F1, F5, F6
transaction UEC Performance Based Restricted Stock Units Award $0 +58.3K +47.21% $0.00 182K Jul 31, 2023 Common Stock 58.3K Direct F5, F7, F8
transaction UEC Performance Stock Options Award $0 +15.9K +6.36% $0.00 266K Jul 31, 2023 Common Stock 15.9K $3.98 Direct F5, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F2 This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date.
F3 Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.
F4 This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
F5 Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan.
F6 The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 30th of each year.
F7 Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock.
F8 The Performance Based Restricted Stock Units vest 100% on July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th, 2026.
F9 Performance Options vest over 36-month period (33.33% 12, 24 and 36 months from the date of grant).