RAMON ABADIN - 15 Aug 2023 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
Director
Signature
/s/ Jalal Shehadeh by P.O. A. for Ramon Abadin
Issuer symbol
USCB
Transactions as of
15 Aug 2023
Net transactions value
+$50,336
Form type
4
Filing time
17 Aug 2023, 12:10:26 UTC
Previous filing
08 May 2023
Next filing
21 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Award $50,336 +4,400 +24% $11.44 22,652 15 Aug 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Stock Option (Right to Buy) 5,000 15 Aug 2023 Class A Voting Stock 5,000 $7.50 Direct
holding USCB Stock Option (Right to Buy) 4,000 15 Aug 2023 Class A Voting Stock 4,000 $11.35 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.39 to $11.45, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc., any security holder of USCB Financial Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 Includes the grant of 3,552 shares of restricted stock which vest on December 31, 2023.