M. FAROOQ KATHWARI - 31 Aug 2023 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role: Chairman, President & CEO, Director, 10%+ Owner
Signature: /s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari
Issuer symbol: ETD
Transactions as of: 31 Aug 2023
Net transactions value: +$674,356
Form type: 4
Filing time: 01 Sep 2023, 17:06:56 UTC
Previous filing: 25 Aug 2023
Next filing: 09 Feb 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ETD	Common Stock	Options Exercise	$2,549,625	+81,250	+4.6%	$31.38	1,844,953	31 Aug 2023	Direct	F1
transaction	ETD	Common Stock	Tax liability	$1,875,269	-59,760	-3.2%	$31.38	1,785,193	31 Aug 2023	Direct	F2
holding	ETD	Common Stock						15,364	31 Aug 2023	Shares held by spouse
holding	ETD	Common Stock						8,565	31 Aug 2023	Shares held in 401(k) plan
holding	ETD	Common Stock						100,000	31 Aug 2023	Grandchildren's trust accounts

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the number of performance-based stock units, previously granted on August 12, 2020, that were earned and subsequently vested and issued on August 31, 2023.
F2	Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 31, 2023.