Laura Lee Stewart - 07 Dec 2023 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
President and CEO, Director
Signature
/s/ Laura Lee Stewart
Issuer symbol
SFBC
Transactions as of
07 Dec 2023
Net transactions value
$0
Form type
4
Filing time
07 Dec 2023, 15:25:07 UTC
Previous filing
09 Nov 2023
Next filing
30 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Gift $0 -3,500 -5.8% $0.000000 56,348 07 Dec 2023 Direct F4
holding SFBC Common Stock 13,769 07 Dec 2023 By ESOP
holding SFBC Common Stock 18,034 07 Dec 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SFBC Stock Option (Right to Buy) 8,362 07 Dec 2023 Common Stock 8,362 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 3,502 07 Dec 2023 Common Stock 3,502 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 07 Dec 2023 Common Stock 250 $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 120 07 Dec 2023 Common Stock 120 $36.26 Direct F1
holding SFBC Stock Option (Right to Buy) 300 07 Dec 2023 Common Stock 300 $32.46 Direct F2
holding SFBC Stock Option (Right to Buy) 1,800 07 Dec 2023 Common Stock 1,800 $40.13 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in three equal annual installments beginning on January 27, 2021.
F3 Options vest in three equal annual installments beginning on January 27, 2023.
F4 Reflects the gift to a charitable donor advised fund.