Neil J. Hennessy - 12 Dec 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Teresa Nilsen, Attorney-in-Fact for Neil J. Hennessy
Issuer symbol
HNNA
Transactions as of
12 Dec 2023
Transactions value $
$46,729
Form type
4
Filing time
13 Dec 2023, 18:06:27
Previous filing
19 Sep 2023
Next filing
18 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA HNNA Purchase $46.7K +7.19K +0.35% $6.50 2.07M 12 Dec 2023 By Trust F1, F2
holding HNNA HNNA 5.06K 12 Dec 2023 Direct F3
holding HNNA HNNA 25.1K 12 Dec 2023 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $6.4976 to $6.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2 Excludes 5,062 shares previously reported as indirectly owned due to an administrative error that are now being reported as directly owned. There was no transaction.
F3 Includes 5,062 shares previously reported as indirectly owned due to an administrative error that are now being reported as directly owned. There was no transaction.