Robert Mitzman - 15 Dec 2023 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to power of attorney
Issuer symbol
ESQ
Transactions as of
15 Dec 2023
Transactions value $
$0
Form type
4
Filing time
19 Dec 2023, 13:40:49 UTC
Previous filing
21 Dec 2022
Next filing
04 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Award $0 +1.66K +1.71% $0.00 98.7K 15 Dec 2023 Direct F1, F2, F3, F4, F5, F6, F7
holding ESQ Common Stock 2.5K 15 Dec 2023 By insurance trust I
holding ESQ Common Stock 2.5K 15 Dec 2023 By insurance trust II

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 22.2K 15 Dec 2023 Common Stock 22.2K $12.50 Direct F8
holding ESQ Stock Options 20K 15 Dec 2023 Common Stock 20K $12.50 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted stock vest in three equal annual installments commencing on December 15, 2027.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F6 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F7 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F8 Stock options are fully vested.