ALBERT SUN - 01 Jan 2024 Form 3 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role: EVP, Chief Credit Officer
Signature: /s/ Georgia Lo, attorney-in-fact
Issuer symbol: CATY
Transactions as of: 01 Jan 2024
Net transactions value: $0
Form type: 3
Filing time: 08 Jan 2024, 17:32:03 UTC
Next filing: 02 Jul 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CATY	Common Stock						0	01 Jan 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CATY	Restricted Stock Units							01 Jan 2024	Common Stock	1,417		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On December 26, 2023, the Issuer granted to the Reporting Person 1,417 restricted stock units that will vest, in full, on September 25, 2026, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer.
F2	Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.