Stephen Douglass - 19 Feb 2024 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
SVP, CTO
Signature
/s/ Tracy Feanny, Attorney in Fact For: Stephen Douglass
Issuer symbol
LSCC
Transactions as of
19 Feb 2024
Transactions value $
-$925,973
Form type
4
Filing time
21 Feb 2024, 14:20:33 UTC
Previous filing
20 Feb 2024
Next filing
23 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Award $0 +22,806 +14.4% $0.000000 181,252 19 Feb 2024 Direct F1, F2
transaction LSCC Common Stock Tax liability -$897,849 -12,259 -6.76% $73.24 168,993 19 Feb 2024 Direct F3
transaction LSCC Common Stock Options Exercise $0 +713 +0.42% $0.000000 169,706 19 Feb 2024 Direct F2
transaction LSCC Common Stock Tax liability -$28,124 -384 -0.23% $73.24 169,322 19 Feb 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -713 -3.4% $0.000000 20,248 19 Feb 2024 Common Stock 713 $0.000000 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares issued upon achievement of the performance criteria of performance based restricted stock units (PRSUs) granted to the Reporting Person on February 19, 2021. These PRSUs vested on February 19, 2024.
F2 Restricted Stock Units (RSUs) - no purchase price for this transaction.
F3 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F4 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
F5 Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
F6 Not applicable.