Robert Anderson - 12 Mar 2024 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
Executive VP and CFO
Signature
/s/ Robert Anderson
Issuer symbol
USCB
Transactions as of
12 Mar 2024
Transactions value $
$40,644
Form type
4
Filing time
12 Mar 2024, 15:55:37 UTC
Previous filing
11 Mar 2024
Next filing
14 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Purchase $40,644 +3,600 +9.7% $11.29 40,732 12 Mar 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Common Stock 30,000 12 Mar 2024 Class A Voting Common Stock 30,000 $8.75 Direct F2
holding USCB Options to Purchase Class A Voting 60,000 12 Mar 2024 Class A Voting Common Stock 60,000 $12.05 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
F2 The options vested at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/10/2020.
F3 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.