Robert Anderson - Mar 12, 2024 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
Executive VP and CFO
Signature
/s/ Robert Anderson
Stock symbol
USCB
Transactions as of
Mar 12, 2024
Transactions value $
$40,644
Form type
4
Date filed
3/12/2024, 03:55 PM
Previous filing
Mar 11, 2024
Next filing
Mar 14, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Purchase $40.6K +3.6K +9.7% $11.29 40.7K Mar 12, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Common Stock 30K Mar 12, 2024 Class A Voting Common Stock 30K $8.75 Direct F2
holding USCB Options to Purchase Class A Voting 60K Mar 12, 2024 Class A Voting Common Stock 60K $12.05 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
F2 The options vested at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/10/2020.
F3 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.