RAMON ABADIN - 29 Nov 2022 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
Director
Signature
/s/ Robert Anderson by P.O.A. for Ramon Abadin
Issuer symbol
USCB
Transactions as of
29 Nov 2022
Transactions value $
$120,901
Form type
4
Filing time
12 Mar 2024, 16:58:08 UTC
Next filing
15 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Purchase $33,400 +2,500 +11% $13.36 26,133 29 Nov 2022 Direct
transaction USCB Class A Voting Common Stock Purchase $65,890 +5,990 +23% $11 32,123 15 Mar 2023 Direct F1
transaction USCB Class A Voting Common Stock Purchase $21,611 +1,990 +6.8% $10.86 31,113 14 Sep 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Stock Option (Right to Buy) 5,000 29 Nov 2022 Class A Voting Stock 5,000 $7.5 Direct
holding USCB Stock Option (Right to Buy) 4,000 29 Nov 2022 Class A Voting Stock 4,000 $11.35 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.96 to $11.01, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.85 to $10.95, inclusive.
F3 On June 27, 2023, the reporting person transferred 3,000 shares of USCB Class A Voting Common Stock to his ex-wife pursuant to a domestic relations order.