Frist Robert A Jr - Mar 25, 2024 Form 4 Insider Report for HEALTHSTREAM INC (HSTM)

Role
CEO and Chairman, Director, 10%+ Owner
Signature
/s/ Robert A. Frist, Jr.
Stock symbol
HSTM
Transactions as of
Mar 25, 2024
Transactions value $
-$35,046
Form type
4
Date filed
3/25/2024, 04:22 PM
Previous filing
Mar 21, 2024
Next filing
Sep 20, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HSTM Common Stock Holding Options Exercise $0 +5.44K +0.11% $0.00 4.75M Mar 25, 2024 Direct F1
transaction HSTM Common Stock Holding Tax liability -$35K -1.33K -0.03% $26.43 4.75M Mar 25, 2024 Direct F2
holding HSTM Common Stock Holding 10K Mar 25, 2024 The Carolyn Marie Frist 2005 Vested Trust
holding HSTM Common Stock Holding 10K Mar 25, 2024 The Cate Merriman Frist 2005 Vested Trust
holding HSTM Common Stock Holding 10K Mar 25, 2024 The Eleanor Knox Frist 2005 Vested Trust
holding HSTM Common Stock Holding 18.3K Mar 25, 2024 Louise Trust u/a/d 08-16-2007
holding HSTM Common Stock Holding 18.3K Mar 25, 2024 Merriman Trust u/a/d 08-16-2007
holding HSTM Common Stock Holding 18.3K Mar 25, 2024 Marie Trust u/a/d 08-16-2007
holding HSTM Common Stock Holding 18.3K Mar 25, 2024 Knox Trust u/a/d 08-16-2007
holding HSTM Common Stock Holding 595K Mar 25, 2024 Bobby and Melissa Frist Children's 2012 GST-Exempt Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HSTM Restricted Share Units Options Exercise $0 -2.01K -100% $0.00* 0 Mar 25, 2024 Common Stock 2.01K $0.00 Direct F3, F4, F5
transaction HSTM Restricted Share Units Options Exercise $0 -1.72K -46.15% $0.00 2K Mar 25, 2024 Common Stock 1.72K $0.00 Direct F3, F5, F6
transaction HSTM Restricted Share Units Options Exercise $0 -1.29K -23.53% $0.00 4.21K Mar 25, 2024 Common Stock 1.29K $0.00 Direct F3, F5, F7
transaction HSTM Restricted Share Units Options Exercise $0 -429 -15.02% $0.00 2.43K Mar 25, 2024 Common Stock 429 $0.00 Direct F3, F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired on vesting of restricted share units.
F2 Shares withheld for payment of tax liability.
F3 Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.
F4 The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.
F5 Not applicable.
F6 The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.
F7 The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.
F8 The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027.