Bruce Young - 15 Apr 2024 Form 4 Insider Report for Concrete Pumping Holdings, Inc. (BBCP)

Signature
/s/ Bruce Young
Issuer symbol
BBCP
Transactions as of
15 Apr 2024
Net transactions value
-$71,395
Form type
4
Filing time
17 Apr 2024, 19:08:17 UTC
Previous filing
01 Apr 2024
Next filing
16 May 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BBCP Common Stock Options Exercise $9,252 +10,634 +0.52% $0.8700 2,059,275 15 Apr 2024 Direct F1
transaction BBCP Common Stock Sale $36,050 -5,000 -0.24% $7.21 2,054,275 15 Apr 2024 Direct F1
transaction BBCP Common Stock Options Exercise $9,178 +10,549 +0.52% $0.8700 2,054,275 16 Apr 2024 Direct F1
transaction BBCP Common Stock Sale $35,450 -5,000 -0.24% $7.09 2,049,275 16 Apr 2024 Direct F1
transaction BBCP Common Stock Options Exercise $6,541 +7,518 +0.37% $0.8700 2,049,275 17 Apr 2024 Direct F1
transaction BBCP Common Stock Sale $24,865 -3,522 -0.17% $7.06 2,045,753 17 Apr 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BBCP Option Options Exercise $0 -10,634 -1.4% $0.000000 726,176 15 Apr 2024 Common Stock 10,634 $0.8700 Direct F1
transaction BBCP Option Options Exercise $0 -10,549 -1.5% $0.000000 715,627 16 Apr 2024 Common Stock 10,549 $0.8700 Direct F1
transaction BBCP Option Options Exercise $0 -7,518 -1.1% $0.000000 708,109 17 Apr 2024 Common Stock 7,518 $0.8700 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The options were exercised, and a portion of the underlying shares were sold to cover the tax obligation, the exercise price and associated fees, pursuant to a Rule 10b5-1Plan, which was adopted January 15, 2024.