| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | USCB | Class A Voting Common Stock | Purchase | $35,730 | +3,000 | +4.4% | $11.91 | 71,408 | 06 May 2024 | Direct | F1 |
| transaction | USCB | Class A Voting Common Stock | Purchase | $37,140 | +3,000 | +4.2% | $12.38 | 74,408 | 07 May 2024 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | USCB | Options to Purchase Class A Voting Common Stock | 30,000 | 06 May 2024 | Class A Voting Common Stock | 30,000 | $8.75 | Direct | F4 | |||||
| holding | USCB | Options to Purchase Class A Voting | 60,000 | 06 May 2024 | Class A Voting Common Stock | 60,000 | $12.05 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.47 to $11.99, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F2 | The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.12 to $12.45, inclusive. The reporting person undertakes to provide to USCB, any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F3 | Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023. |
| F4 | The options vested at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/10/2020. |
| F5 | The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021. |