PETER DOYLE - 05 Sep 2024 Form 4 Insider Report for Horizon Kinetics Holding Corp (HKHC)

Role
Vice-President, Director, 10%+ Owner
Signature
/s/ Jay Kesslen, attorney-in-fact
Issuer symbol
HKHC
Transactions as of
05 Sep 2024
Transactions value $
$1,325
Form type
4
Filing time
06 Sep 2024, 15:14:14 UTC
Previous filing
04 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HKHC Common Stock Purchase $1.33K +50 +0.01% $26.50 881K 05 Sep 2024 Direct F1
holding HKHC Common Stock 8.22M 05 Sep 2024 Horizon Common Inc. F2
holding HKHC Common Stock 824K 05 Sep 2024 FRMO Corp. F3
holding HKHC Common Stock 6.9K 05 Sep 2024 Kinetics Institutional Partners LP F4
holding HKHC Common Stock 5.81K 05 Sep 2024 Kinetics Partners LP F4
holding HKHC Common Stock 951 05 Sep 2024 Horizon kinetics Asset Management LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Doyle received 880,457 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (HKHC). Of the shares reported, only 225 are available for trading.
F2 8,214,337 of the 8,216,437 shares reported were received on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc. (HKHC) and are not available for trading. Mr. Doyle owns approximately 11% of the shares reported and disclaims beneficial ownership over the remaining shares.
F3 The shares were received on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc. (HKHC) and are not available for trading. Mr. Doyle owns approximately 10% of the shares reported and disclaims beneficial ownership over the remaining shares.
F4 Mr. Doyle disclaims beneficial ownership except to the extent of his pecuniary interest.