NEIL J. HENNESSY - 18 Sep 2024 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Teresa Nilsen, Attorney-in-Fact for Neil J. Hennessy
Issuer symbol
HNNA
Transactions as of
18 Sep 2024
Net transactions value
-$86,861
Form type
4
Filing time
19 Sep 2024, 16:35:19 UTC
Previous filing
26 Dec 2023
Next filing
30 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +19,700 +0.96% $0.000000 2,068,894 18 Sep 2024 By Trust F1
transaction HNNA Common Stock Tax liability $86,861 -8,482 -0.41% $10.24 2,060,412 18 Sep 2024 By Trust
holding HNNA Common Stock 5,062 18 Sep 2024 Direct
holding HNNA Common Stock 25,059 18 Sep 2024 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2025.