LUIS DE LA AGUILERA - 28 Oct 2024 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
President and CEO, Director
Signature
/s/ Robert Anderson by P.O.A. for Luis de la Aguilera
Issuer symbol
USCB
Transactions as of
28 Oct 2024
Net transactions value
$0
Form type
4
Filing time
30 Oct 2024, 17:17:23 UTC
Previous filing
11 Mar 2024
Next filing
23 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Award $0 +125,000 +138% $0.000000 215,874 28 Oct 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Stock Option (Right to Buy) 40,000 28 Oct 2024 Common Stock 40,000 $7.50 Direct F3
holding USCB Stock Option (Right to Buy) 40,000 28 Oct 2024 Common Stock 40,000 $11.35 Direct F4
holding USCB Stock Option (Right to Buy) 160,000 28 Oct 2024 Common Stock 160,000 $12.05 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of 125,000 shares of restricted stock which vest at a rate of one-third per year commencing on December 31, 2024.
F2 Includes 12,136 shares of restricted stock which vest at a rate of one-third per year commencing on January 22, 2025, and 15,785 shares of restricted stock which vest at a rate of one-third per year commencing on March 8, 2024.
F3 The stock options vested at the rate of 25% per year commencing on April 1, 2017.
F4 The stock options are vested at the rate of one-third per year commencing on September 23, 2020.
F5 The stock options are vesting at the rate of one-third per year commencing on September 27, 2022.