| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LIDR | Common Stock | Sale | -$11.4K | -3K | -1.23% | $3.81 | 242K | Jan 7, 2025 | Luis Dussan Trust A U/A/D 5/18/2022 | F1, F2, F3 |
| transaction | LIDR | Common Stock | Sale | -$11.4K | -3K | -8.33% | $3.81 | 33K | Jan 7, 2025 | Jennifer Dussan Trust A U/A/D 5/18/2022 | F1, F2, F4 |
| holding | LIDR | Common Stock | 12.4K | Jan 7, 2025 | Luis Carlos Dussan Family Trust dated January 20, 2021 | F5 | |||||
| holding | LIDR | Common Stock | 3.49K | Jan 7, 2025 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024. |
| F2 | This transaction was executed in multiple trades at prices ranging from $3.8100 to $3.8200. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
| F4 | The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee. |
| F5 | The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |